Mar 27, 2012
..as reported in onWallStreet FINRA Awards Damages to Couple Invested in Schwab’s YieldPlus Fund By Ruthie Ackerman July 5, 2011Following an announcement from The Financial Industry Regulatory Authority (FINRA) in January that it ordered Charles Schwab &...
Mar 27, 2012
..as reported in The Associated PressFINRA arbitrator rules against Charles SchwabBy Rzl-avv-ajh | AP – Tue, Jul 5, 2011FORT LAUDERDALE, Fla. – Charles Schwab has been ordered to pay compensatory damages and other costs to a Maryland couple who claimed the...
Mar 27, 2012
..as reported in The Palm Beach Post Real Estate Blog $26 million sports facility opens in Palm Beach Gardens by Kim Miller BallenIsles County Club’s new 62,000-square-foot sports complex opened Wednesday with high-tech workout equipment, a computerized...
Mar 27, 2012
..as reported in Investment News Sister sues brother and his brokerage — and wins $608K award By Bruce Kelly February 8,A sister who sued her brother and his brokerage firm won a $608,000 arbitration decision last month in a case that alleged, among other...
Mar 27, 2012
..as reported in the Daily Business Review Verdicts & Settlements Attorney’s case against couple’s broker relative earns $607,000 in arbitrationFebruary 11,Case: James V. Hojecki, Diana R. Hojecki v. Calton & Associates Inc. and Kenneth PopekCase...
Mar 27, 2012
..as reported in onWallStreet Magazine Twice-Bitten Retiree Takes Wells Fargo To TaskBy Larry BarrettFebruary 22, Before she received a sizeable divorce settlement in 2007, Peggy Boyles was a housewife for 25 years and had never opened any type of investment...
